Understanding consciousness
is necessary for understanding life. Variations of consciousness, such
as dementia, depression, delusion, or insight, originality, curiosity
have to be understood biologically. To
understand our ability to know and discover, I think it's valuable to
consider foolishness along with wisdom, since "knowledge"
consists of both. Scientists have been notorious for opposing new discoveries,
but the mental rigidity of old age is so general, and well known, that
many people have believed that it was caused by the death of brain cells.
Individual cells do tend to become less adaptive with aging, and metabolism
generally slows down with aging, but even relatively young and mentally
quick people are susceptible to losing their ability to understand new
ideas. I
think our use of language is both the means by which understanding can
be preserved, encapsulated, and disseminated, and a great impediment
to understanding. At first, words are continuous with the intuitive
framework in which they are learned, but they gradually become relatively
independent and abstract. Things can be learned without directly experiencing
them. Even though words gradually change through use, the simple fact
that they have a degree of dependability allows them to function even
when there is no active thought. Uncritical listening is possible, and
if a person can say something, it seems to be easy to believe that it's
true. By the age of 25, our language has usually given us many assumptions
about the nature of the world. Verbal
formulations of one sort are given up for new verbal formulations, in
the process called education. Sometimes graduate students seem to have
lost all common sense. It's as if their hard-drive had been reformatted
to allow their professors to download onto it. But common sense, usually,
is just what Einstein called it, an accumulation of prejudices. Children
learn language so easily that many people have seriously believed that
a certain language was inherited by people of each ethnic group. Bilingual
people were thought to be intellectually inferior (though it turned
out that bilingualism actually increases a person's mental abilities--possibly
because of the brain development known to be produced by learning1.)
Eventually, people learned that the children of immigrants were as capable
of learning the language of the new country as the native children were. Then,
explaining the mystery of language learning took a new form, that didn't
seem foolish to most professional anthropologists and linguists. The
first and most important step in the new theory was to declare that
simple learning theory was inadequate to explain the development of
language. Language developed, just as the silly racial theory had thought,
out of our genetic endowment, except that what we inherited was now
said to be a Universal Language, with its Universal Rules embedded in
our chromosomes. Then, the speed with which children learn language
was to be explained as the "innateness" of all of the complex
stuff of language, with only a few things needing to be actually learned--those
minor details that distinguish English from Eskimo or Zapotec. Although
the phrase "genetic epistemology" was coined by Jean Piaget,
a major philosophical and scientific theme of the 20th century has been
the idea that the "forms" of knowledge, for perceiving space,
or logical relations, or language patterns, are derived from our genes,
and that they are somehow built into the arrangement of our brain cells
so that we spontaneously think in certain ways, and don't have the capacity
to transcend the nature of our inherited brain. In that view, children
have their own pre-logical way of thinking, and their thought (and language
development) must proceed through certain stages, each governed by some
"structural" process in the nervous system. The only thing
wrong with the idea of innate knowledge is that people use it to tell
us what we can't know, in other words, to rationalize stupidity. Of
course, they wouldn't like to phrase it that way, because they consider
their "genetic epistemology of symbolic forms" to be the essence
and the totality of intelligence, and that people who allow their thoughts
to be structured entirely by experience are just confused. Years
ago, I had been criticizing Noam Chomsky's theory of language so much,
that I thought I might have misjudged or inappropriately depreciated
his general attitude toward consciousness, so I asked him some questions
about the intelligence of animals. His response confirmed my view that
he subscribed to the most extreme form of "genetic epistemology": "I
don't know whether there is a common animal ability to manipulate images
and generalize. In fact, I doubt it very much. Thus the kind of "generalization"
that leads to knowledge of lanugage from sensory experience seems to
me to involve principles such as those of universal grammar as an innate
property, for reasons I have explained elsewhere, and I see no reason
to believe that these principles underlie generalization in other animals.
Nor do I think that the kinds of generalization that lead a bird to
gain knowledge of how to build a nest, or to sing its song, or to orient
itself spatially, are necessarily part of the human ability to generalize." All
of the textbooks that I have seen that discuss the issue of animal intelligence
have taken a position like that of Chomsky--that any knowledge animals
have is either rigidly instinctual, or else is just a set of movements
that have been mechanically learned. In other words, there isn't anything
intelligent about the complex things that animals may do. Konrad Lorenz
and the ethologists explained animal behavior in terms of chains of
reflexes that are "triggered" by certain sensations or perceptions.
This claim that animals' behavior just consists of mechanical chains
of reflexes strictly follows Descartes' doctrine, and Chomsky has consistently
acknowledged that his theory is Cartesian. The claim that children have
their own non-logical way of understanding things is very similar to
the doctrine about animals, in the way it limits real rational understanding
to adult human beings. The
awareness of young animals is particularly impressive to me, because
we know the short time they have had in which to learn about the world.
Any instance in which a young animal understands a completely novel
situation, in a way that is fully adequate and workable, demonstrates
that it is capable of intellectual generalization. Beyond
that, I think animal inventiveness can teach us about our own capacity
for inventiveness, which both the genetic and the behaviorist theories
of knowledge totally fail to explain. Spiders that
build architecturally beautiful webs have been favorite subjects for
theorizing about the instinctive mechanisms of behavior. When spiders
were sent up on an orbiting satellite, they were in a situation that
spiders had never experienced before. Spiders have always taken advantage
of gravity for building their webs, and at first, the orbiting spiders
made strange little muddled arrangements of filaments, but after just
a few attempts, they were able to build exactly the same sort of elegant
structures that spiders normally build. (My interpretation of that was
that spiders may be more intelligent than most neurobiologists.) Nesting
birds often swoop at people or animals who get too close to their nest.
Early last summer, I had noticed some blue jays that seemed to be acting
defensive whenever I went into one part of the yard. On a very hot day
at the end of summer, a couple of plump jays were squawking and apparently
trying to get my attention while I was watering the front yard, and
I idly wondered why they would be acting that way so late in the year.
I had gone around the house to water things in the back yard, and the
birds came over the house, and were still squawking, and trying to get
my attention. I realized that their excitement didn't have anything
to do with their nest, and looking more carefully, I saw that they were
young birds. As it dawned on me that they were interested in the
water squirting out of the hose, I aimed the stream up towards them,
and they got as close to it as they could. Since the force of the stream
might have hurt them, I put on a nozzle that made a finer spray, and
the birds immediately came down to the lowest tip of the branch, where
they could get the full force of the mist, holding out their wings,
and leaning into the spray so that it ruffled their breast feathers.
Their persistence had finally paid off when they got me to understand
what they wanted, and they were enjoying the cool water. As new young
birds, I don't know how they understood hoses and squirting water, but
it was clear that they recognized me as a potentially intelligent being
with whom they could communicate. For
a person, that wouldn't have seemed like a tremendously inventive response
to the hot weather, but for young birds that hadn't been out of the
nest for long, it made it clear to me that there is more inventive intelligence
in the world than is apparent to most academic psychologists and ethologists. Early
porpoise researchers were surprised when a porpoise understood a sequence
in which one tone was followed by two, and then by three, and answered
by producing a series of four tones. The porpoise had discovered
that people knew how to count. Experiments
with bees show the same sort of understanding of numbers and intentions.
An experimenter set out dishes of honey in a sequence, doubling the
distance each time. After the first three dishes had been found by scouts,
the bees showed up at the fourth location before the honey arrived,
extrapolating from the experimenter's previous behavior and inferring
his intentions. Once
I noticed that an ant seemed to be dozing at the base of every maple
leaf, and that there were several aphids on each leaf. I was getting
very close, trying to understand why the ant was sitting so quietly.
Apparently my odor gave the ant a start, and he leaped into activity,
racing up the leaf, and giving each aphid a tap as he passed. When he
had reached the end of the leaf and had touched every aphid, his agitation
suddenly disappeared, and he returned to his spot at the base of the
leaf. Although I knew that ants could count very well, as demonstrated
by experiments in which an ant had to describe a complex route to a
dish of honey, it was the apparent emotion that interested me. It reminded
me of the hostess who counted her dishes before the guests left. When
the brains of such different kinds of animal work in such similar ways,
in situations that contain many new components, I don't think it's possible
to conclude anything except that intelligence is a common property of
animals, and that it comprises "generalization" and much more.
It's obvious that they grasp the situation in a realistic way. The situation
has structured their awareness. Some people might say that they
have "modeled the situation in their mind," but it's enough
to say that they understand what's going on. With that understanding,
motivations and intentions form part of the perception, since the situation
is a developing process. Ordinarily, we say that we "infer"
motivations and intentions and "deduce" probable outcomes,
but that implies that the situation is static, rather than continuous
with its origin and outcome. In reality, these understandings and expectations
are part of the direct perception. It isn't a matter of "intelligence"
operating upon "sensations," but of intelligence inhering
in the grasping of the situation. (In Latin, intelligo
meant "I perceive." I suspect that a Roman might have perceived
the word intelligens as being derived from roots such
as tele--from Greek, or tela, web, warp thread--and
ligo or lego, connoting the binding in or gathering of what
is distant or extended.) This
view of a generalized animal intelligence wouldn't seem strange, except
that the history of official western philosophy, the doctrine of genetic
determinism in biology, and the habits that form with the rigid uses
of language, have offered another way of looking at it. The simple intelligence
of an animal would disrupt all of that important stuff, so it has become
mandatory to dismiss all examples of intelligent behavior by animals
as "mere anthropomorphizing." Sadly, this has also meant that
most intelligent behavior by humans has also been dismissed. The
cellular development of an organism used to be described as a process
in which everything is predetermined by the genes, but the interactions
between an embryo and its environment are now known to be crucial in
shaping the process of maturation, so that the real organism (the phenotype)
doesn't necessarily reflect its genetic make-up (genotype); the term
"phenocopy" acknowledges this process. London
taxi drivers were recently found to have an enlargement of part of the
hippocampus, compared to the brains of other people, and the difference
was greater, in proportion to the time they had been driving taxis.
Their brains have been shaped by their activities. If
the brain's cellular anatomy is so radically affected by activity even
in adulthood, then the concept of awareness as a process in which consciousness
takes its form from the situation shouldn't be problematic. If a bee
and a porpoise can draw similar conclusions from similar experiences,
then the world is being grasped by both in an objective way. The
environment shapes the organism's response, and the momentary response
contributes to the development of the supporting processes and apparatuses.
So the ability to respond is the basic question. If the richly grasped
situation contains its own implications, there is no need for explaining
the ability to perceive those implications in terms of some prearranged
neurological code, except for the ability to respond complexly and appropriately.
Any specific interpretation or behavior which is predetermined is going
to function as an impediment to understanding. Verbal formulations often
have the function of creating a stereotyped and inappropriate response. The
"genetic epistemologists" confuse their own verbal interpretations
with the real ways that understanding develops, and when a child doesn't
yet know all of the connotations of a specific word, the psychologist
ascribes a pre-logical brain function to the child.3 The similar failure
to perceive and to communicate accounts for the foolish things ethologists
have said about animal intelligence. The
process in which an organism responds to a situation is continuous with
the process of communication. The organism understands that in
certain situations a response can be elicited, and so it acts accordingly. Communication
is a response that is directed toward eliciting a response from another.
The idea that an animal might have an intention, or a desire to communicate
or respond, has been obsessively denied by most official western philosophers,
who see that as a uniquely human quality, but some philosophers have
even denied that quality to humans. For them, consciousness is a passive
receptacle for units of meaning and logic, like a mail bin at the post-office,
where letters are received, sorted, and distributed. Maybe computers
work that way, but there is nothing in living substance that works like
that. Consciousness
is participation, in the sense that there is a response of an organism
to events. Even dreams and hallucinations have their implied reference
to something real. If
a violin has been soaked in water, it will sound very odd when it's
played. Its various parts won't resonate properly. Similarly, the living
substance has to be in a particular state to resonate properly with
its environment. People
have proposed that visual experience involves the luminescence of nerves
in the optical system. Presumably, similar analogs of events could occur
in various tissues when we are conscious of sounds, tastes, smells,
etc. But whether or not our auditory nerves are singing when we experience
music, no one questions the existence of some sort of responsive activity
when we are being conscious of something. Activating certain brain areas
will make us conscious of certain things, and that activation can be
a response to sensory nerve impulses, or to brain chemicals produced
in dreaming or drug-induced hallucinations, or to electrical stimulation,
or to the act of remembering. The
history of the prefrontal leukotomy or lobotomy, in which undesirable
behaviors were surgically removed, was closely associated with the development
of surgical treatments for epilepsy. Natalya
Bekhtereva was exploring alternative treatments for epilepsy, implanting
fine wire electrodes into the abnormal parts of the brain, and surrounding
areas, to discover the nature of the electrical events that were associated
with the seizures. In the process, she discovered that meanings and
intentions corresponded to particular electrical patterns. She found
that giving certain kinds of stimulation to healthy parts of the brain
could stimulate the development of ways of functioning that by-passed
the seizure-prone parts of the brain. Extending this, seeing that creating
new patterns of nervous activity could overcome sickness, she proposed
that creativity, the activation of the brain in new ways, would itself
be therapeutic. Some people, such as Stanislav Grof, advocated the therapeutic
use of LSD with a rationale that seems similar, for example to overcome
chronic pain by changing its meaning, putting it into a different relation
to the rest of experience. "In general, psychedelic therapy seems
to be most effective in the treatment of alcoholics, narcotic-drug addicts,
depressed patients, and individuals dying of cancer." 2 Since LSD
shifts the balance away from serotonin dominance toward dopamine dominance,
its effect can be to erase the habits of learned helplessness. Stress
and pain also leave their residue in the endorphin system, and the anti-opiates
such as naloxone can relieve depression, improve memory, and restore
disturbed pituitary functions, for example leading to the restoration
of menstrual rhythms interrupted by stress or aging. The amazing speed
with which young animals can solve problems is undoubtedly a reflection
of their metabolic vigor, and it is probably partly because they haven't
yet experienced the paralysis that can result from repeated or prolonged
and inescapable stress. Many of the factors responsible for the metabolic
intensity of youth can be used therapeutically, even after dullness
has developed. The right balance of amino acids and carbohydrates, and
the avoidance of the antimetabolic unsaturated fatty acids, can make
a great difference in mental functioning, even though we still don't
know what the ideal formulas are. While
chemical -- nutritional -- hormonal approaches can help to restore creativity,
the work of people like Bekhtereva shows that the exercise of creativity
can help to restore biochemical and physiological systems to more normal
functioning. Learning new general principles or new languages can be
creatively restorative.
NOTES AND REFERENCES 1.
Proc Natl Acad Sci U S A 2000 Apr 11;97(8):4398-403. Navigation-related
structural change in the hippocampi of taxi drivers. Maguire EA, Gadian
DG, Johnsrude IS, Good CD, Ashburner J, Frackowiak RS, Frith CD. Structural
MRIs of the brains of humans with extensive navigation experience, licensed
London taxi drivers, were analyzed and compared with those of control
subjects who did not drive taxis. The posterior hippocampi of taxi drivers
were significantly larger relative to those of control subjects. A more
anterior hippocampal region was larger in control subjects than in taxi
drivers. Hippocampal volume correlated with the amount of time spent
as a taxi driver (positively in the posterior and negatively in the
anterior hippocampus). These data are in accordance with the idea that
the posterior hippocampus stores a spatial representation of the environment
and can expand regionally to accommodate elaboration of this representation
in people with a high dependence on navigational skills. It seems that
there is a capacity for local plastic change in the structure of the
healthy adult human brain in response to environmental demands. 2.
("History of LSD Therapy," Stanislav Grof, M.D. Chapter 1
of LSD Psychotherapy, ©1980, 1994 by Stanislav Grof. Hunter House Publishers,
Alameda, California, ISBN 0-89793-158-0). 3.
There is an example of this argument about the nature of reasoning in
New Scientist magazine, December 9, 2000. P. Johnson-Laird found
that more than 99% of Princeton University students were unable to solve
a logical puzzle correctly. Ira Noveck of the Claude Bernard University
in Lyon believes this may result simply from people's difficulty interpreting
the language of the puzzles. Fiziol
Cheloveka 2000 Mar-Apr;26(2):5-9 [The cerebral organization of creativity.
I. The development of a psychological test]. Starchenko MG, Vorob'ev
VA, Kliucharev VA, Bekhtereva NP, Medevedev SV. Fiziol
Cheloveka 1998 Jul-Aug;24(4):55-63 [Brain processing of visually presented
verbal stimuli at different levels of their integration. II. The orthographic
and syntactic aspects]. Vorob'ev VA, Korotkov AD, Pakhomov SV, Rozhdestvenskii
DG, Rudas MS, Bekhtereva NP, Medvedev SV. Neurosci
Behav Physiol 1986 Jul-Aug; 16(4):333-9 The systemic approach to the
stability and plasticity of neurophysiological processes during adaptive
brain activity. Vasilevskii VN The problem of the stability and adaptability
of regulatory processes is considered, taking as a point of departure
N. P. Bekhtereva's theory regarding stable pathological states, and
inflexible and adaptable links in control systems. The need to introduce
a probabilistic approach is emphasized. Generalizations are made on
materials relating to the connectability of the separate components
of the biorhythms of functional systems, and to the stability of their
amplitude-frequency characteristics. The corpus of facts permitted the
successful development in clinical practice of functional biocontrol
and feedback. Neurosci
Behav Physiol 1986 Jul-Aug; 16(4):322-33. A study of the connectedness
among distant neuronal populations in the human brain during mental
activity. Bekhtereva NP, Medvedev SV, Krol EM In this article, we present
the results of a study of connectedness among distant neuronal populations
in human deep-brain structures. The time characteristics involved and
the stability of the connections between different neuronal populations
during monotonous mental activity are discussed. We show that a stable
connectedness does correlate with mental activity; however, the connections
themselves do not correlate with one another. We also show that the
individual connections, the elements of the system which make mental
activity possible, can function with various degrees of rigidity or
flexibility. Dokl
Akad Nauk SSSR 1986;289(5):1276-80 [Physiologic role of changes in the
human neuron discharge rate during a single mental act]. Bekhtereva
NP, Gogolitsyn IuL, Pakhomov SV. Dokl
Akad Nauk SSSR 1985;285(5):1233-5 [Neurons-detectors of errors in subcortical
structures of human brain]. Bekhtereva NP, Kropotov IuD, Ponomarev VA. Neurosci
Behav Physiol 1985 Jan-Feb;15(1):27-32 Bioelectrical correlates of protective
mechanisms of the brain. Bekhtereva NP. Fiziol
Zh SSSR Im I M Sechenova 1984 Aug;70(8):1092-9 [Neurochemical aspects
of therapeutic electric stimulation]. Bekhtereva NP, Dambinova SA, Gurchin
FA, Smirnov VM, Korol'kov AV. Comparative analysis of the CSF and blood
protein-peptide composition in Parkinsonian patients performed with
the aid of indwelled electrodes prior to and after therapeutic electrical
stimulation (TES) of the brain subcortical structures, revealed a therapeutic
effect in the form of reduced muscular rigidity and a mental activation
with a positive emotional response. After the TES the protein content
in the biological fluids tended to become normalized and the the range
of low-molecular protein-peptide fractions changed. A high-performance
liquid chromatography, bidimensional electrophoresis and thin-layer
chromatography revealed about 5-6 factors of peptide nature with the
molecular mass less than 5000 daltons in the CSF and blood after the
TES. These factors were shown to exert a biological effect upon muscle
preparation of the leech. Fiziol
Zh SSSR Im I M Sechenova 1984 Jul;70(7):892-903 [Relationships of distantly
located neuronal populations in the human brain in the realization of
the thinking process]. Bekhtereva NP, Medvedev SV, Krol' EM The time
characteristics of the interneuronal connections as well as interrelationships
among distant neuronal populations of the human brain deep structures
were studied during monotonous mental activity. It was shown that stable
interrelationships could be considered as a correlate of mental activity
though the connections themselves were not of the correlative nature.
These connections, being the elements of the activity--maintaining system,
could be of various degree of rigidity. Fiziol
Zh SSSR Im I M Sechenova 1984 Jul;70(7):881-91 [Reflection of the semantic
characteristics of the thinking process in the impulse activity of neurons].
Bekhtereva NP The paper deals with the progress in research into the
problem of reflection of semantic characteristics of psychological tests
in impulse activity of neurons and neuronal assemblies. The high dynamicity
of brain correlates of thinking in most brain zones is stressed. Advantages
and limits of different technical approaches as well as the most urgent
tasks to be solved are discussed. Fiziol
Zh SSSR Im I M Sechenova 1984 Jul;70(7):1071-5 [Natal'ia Petrovna Bekhtereva].
Iliukhina VA Biography Hum
Physiol 1982 Sep-Oct;8(5):303-16 Cerebral organization of emotional
reactions and states. Bekhtereva NP, Kambarova DK, Ivanov GG Zh
Nevropatol Psikhiatr Im S S Korsakova 1980;80(8):1127-33 [Bioelectric
correlates of the brain's protective mechanisms]. Bekhtereva NP The
author substantiates the necessity of searching for new means producing
a therapeutic effect on the brain of epileptic patients that would be
similar, in principle, to the brain's own protective mechanisms. This
can be done, in the author's opinion, on the basis of studying the most
probable bioelectric equivalents of the protective mechanisms. The author
suggests a new method for suppressing the epileptogenic focus. This
suppression, close to the physiological one, is effected by applying
a weak sinusoidal current to the focus via intracerebrally implanted
electrodes. Data on the suppression of the epileptiform activity within
the zone of the current application, as well as data confirming the
local character of the current action are presented. The place of the
new method in the system of complex therapy, particularly of epilepsy,
is determined with consideration of the role of the stable pathological
state. Probable neurophysiological mechanisms of the sinusoidal current
action on the epileptogenic focus are discussed. Vestn
Akad Med Nauk SSSR 1979;(7):30-7 [Potentials of neurophysiology in the
study of a resistant pathological state]. Bekhtereva NP Act
Nerv Super (Praha) 1976;18(3):157-67 The neurophysiological code of
simplest mental processes in man. Bekhtereva NP Vestn
Akad Med Nauk SSSR 1975;(8):8-19 [Cerebral organization of human emotions].
Bekhtereva NP, Smirnov VM Fiziol
Zh SSSR Im I M Sechenova 1973 Dec;59(12):1785-802 [Principles of the
organization of the structure of the space-time code of short-term verbal
memory]. Bekhtereva NP, Bundzen PV, Kaidel VD, David EE. Vopr
Neirokhir 1972 Jan-Feb;36(1):7-12 [Therapeutic electric stimulation
of deep brain structures]. Bekhtereva NP, Bondarchuk AN, Smirnov VM,
Meliucheva LA Vestn
Akad Med Nauk SSSR 1972;27(9):43-9 [Principles of functional organization
of the human brain]. [Article in Russian] Bekhtereva NP.
Fiziol Zh SSSR Im I M Sechenova 1971 Dec;57(12):1745-61 [Functional
reorganization of the activity of human brain neuron populations during
short-term verbal memory]. Bekhtereva NP, Bundzen PV, Matveev IuK, Kaplunovskii
AS
From a biography by the Archives Jean Piaget: "His researches in
developmental psychology and genetic epistemology had one unique goal:
how does knowledge grow? His answer is that the growth of knowledge
is a progressive construction of logically embedded structures superseding
one another by a process of inclusion of lower less powerful logical
means into higher and more powerful ones up to adulthood. Therefore,
children's logic and modes of thinking are initially entirely different
from those of adults."